Financial Advisor & Retirement Planning

Infographic: What’s In Your Fiduciary Vault?

what's in your fiduciary vault
  • Keeping proper documentation is a good way for plan sponsors and fiduciaries to show compliance with applicable laws and regulations. If the Department of Labor (DOL) or Internal Revenue Service (IRS) knocks on your door, there are certain documents that should be complete and on file. So, what should you have in your fiduciary vault? Take a look at our infographic to review the proper documentation checklist. Then call Nick Economos and the team at Fiduciary Financial Partners at 630.780.1534.

     

    Fiduciary Financial Partners, LLC is a Registered Investment Adviser. This blog post is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Fiduciary Financial Partners, LLC and its representatives are properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Fiduciary Financial Partners, LLC unless a client service agreement is in place.

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